FINRA Series-7 : General Securities Representative Qualification Examination (GS)
- Exam Code: Series-7
- Exam Name: General Securities Representative Qualification Examination (GS)
- Updated: Jul 26, 2026
- Q & A: 402 Questions and Answers
About FINRA Series-7 Exam
FINRA Series 7 Certified Professional Salary
The average Salary of a Series 7 Certified Professional Salary in
- United States: 90,000+ USD
- Europe: 35,864 Euro
- India: 12,00,000 INR
Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
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FINRA Series-7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Evaluates Customers' Financial Profile | - Customer investment objectives and risk tolerance - Financial status and suitability assessment |
| Topic 2: Seeks Business for the Broker-Dealer | - Understanding regulatory constraints on communications - Prospecting clients and marketing products |
| Topic 3: Processes Customer Orders | - Trade reporting and confirmation procedures - Order entry, execution, and settlement basics |
| Topic 4: Provides Information About Investments | - Equities, fixed income, and packaged products - Taxation and risk characteristics |
| Topic 5: Makes Recommendations and Transfers Assets | - Account transfers and asset movement procedures - Suitability and recommendation rules |
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